Song, Peng (SFC:APP441) 宋鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-04-17 | 2014-04-07 |
2 | Huarong International Securities Limited | Rep | Dealing in securities | 2014-04-30 | 2015-01-06 |
3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2007-09-13 | 2012-01-05 | Rep | Advising on securities | 2008-03-31 | 2010-07-23 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-02-04 | 2016-11-16 |
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