Sum, Siu Kei 岑兆基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-07-21 | 2005-02-15 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-07-21 | 2005-02-15 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-01-09 | 2015-09-21 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-01-09 | 2015-09-21 |
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