Tai, Sheung Lam 戴綽儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-05-28 | 2015-07-24 | Rep | Dealing in securities | 2015-05-28 | 2015-07-24 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-01-20 | 2015-05-18 | Rep | Dealing in securities | 2015-07-28 | 2016-03-05 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-01-20 | 2015-05-18 | Rep | Dealing in futures contracts | 2015-07-28 | 2016-03-05 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-01-03 | |
| 5 | TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | Dealing in futures contracts | 2016-11-25 | 2017-04-16 |
| 6 | TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2016-03-18 | 2017-04-16 |
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