Tong, Ngai Fung 湯毅鋒

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GRAND CATHAY SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2012-11-13 2017-10-02
2 KGI ASIA LIMITED Rep Dealing in securities 2011-08-01 2017-10-02
Rep Advising on securities 2013-09-19 2017-10-02
Rep Advising on securities 2017-10-03
Rep Dealing in securities 2017-10-03
3 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) Rep Dealing in securities 2008-01-14 2017-10-02
Rep Advising on securities 2013-09-19 2017-10-02

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