Tong, Ngai Fung 湯毅鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-13 | 2017-10-02 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-08-01 | 2017-10-02 | Rep | Advising on securities | 2013-09-19 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | Rep | Dealing in securities | 2017-10-03 |
| 3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-01-14 | 2017-10-02 | Rep | Advising on securities | 2013-09-19 | 2017-10-02 |
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