Tse, Ka Shing 謝家成

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Advising on corporate finance 2004-06-01
Rep Advising on securities 2004-06-01
Rep Asset management 2004-06-01
Rep Dealing in securities 2017-10-02
Rep Dealing in securities 2017-10-03
2 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts
Rep Advising on futures contracts 2004-06-01
Rep Asset management 2004-06-01

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