Tse, Lai Heng 謝禮恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2004-02-04 | 2004-03-12 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2004-01-27 | 2004-03-12 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-03-15 | 2006-07-16 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-15 | 2006-07-16 |
| 5 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-20 | 2008-12-25 |
| 6 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-20 | 2008-12-25 |
| 7 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-20 | 2008-12-25 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-01-07 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-11-26 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-01-07 | 2021-11-26 |
| 10 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-12-15 | |
| 11 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-12-15 | |
| 12 | Newedge Broker Limited | Rep | Automated trading services | 2006-07-24 | 2008-03-05 | Rep | Dealing in futures contracts | 2006-07-24 | 2008-03-05 | Rep | Dealing in securities | 2006-07-24 | 2008-03-05 |
| 13 | TISCO SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-12-23 | Rep | Advising on securities | 2003-12-23 | Rep | Asset management | 2003-12-23 | Rep | Dealing in securities | 2003-12-23 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy