Tsui, Man Yin (SFC:AOQ839) 徐文延
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-03-02 | 2007-05-25 |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-04-13 | 2013-01-05 |
3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-06-14 | 2013-01-05 |
4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-06-06 | 2008-06-30 | Rep | Dealing in securities | 2007-07-09 | 2010-03-25 |
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