Wong, Ho Chuen (SFC:ARO917) 黃浩全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA SOUTHERN SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-29 | 2021-01-11 | RO | Dealing in securities | 2021-01-11 | RO | Advising on securities | 2023-12-06 |
| 2 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-06-15 | 2018-08-17 | Rep | Dealing in securities | 2017-06-15 | 2018-08-17 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-09-08 | 2009-03-21 | Rep | Dealing in securities | 2009-05-07 | 2010-01-01 | Rep | Advising on securities | 2009-06-01 | 2010-01-01 | Rep | Dealing in securities | 2011-03-07 | 2017-05-19 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-12-18 | 2009-03-21 | Rep | Dealing in futures contracts | 2009-05-07 | 2010-01-01 | Rep | Dealing in futures contracts | 2011-03-07 | 2017-05-19 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-01-18 | 2011-03-01 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-01-18 | 2011-03-01 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-18 | 2011-03-01 |
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