Wong, Yau Wing 王有荣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2013-10-04 | 2015-06-20 | Rep | Dealing in securities | 2013-10-04 | 2015-06-20 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-03-30 | 2013-04-11 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-03-30 | 2013-04-11 |
| 4 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-09-15 | 2018-02-13 |
| 5 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-07-09 | 2017-02-12 | Rep | Dealing in securities | 2015-07-09 | 2017-02-12 | Rep | Dealing in futures contracts | 2017-02-13 | Rep | Dealing in securities | 2017-02-13 |
| 6 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2016-06-14 | 2017-02-12 |
| 7 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2016-06-14 | 2017-02-12 |
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