Xiong, Li (SFC:AWQ251) 熊力

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 FWD Financial Planning Limited (HK) Rep Advising on securities 2021-03-26
Rep Dealing in securities 2021-03-26
2 KGI ASIA LIMITED Rep Dealing in securities 2011-01-13 2017-10-02
Rep Dealing in securities 2017-10-03 2020-04-25
3 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2011-01-13 2020-04-25

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