Yan, Tommy Chung Hau 甄仲厚

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 KGI ASIA LIMITED Rep Dealing in securities 2008-04-17 2017-10-02
Rep Dealing in securities 2017-10-03
2 KGI FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-04-28
3 ROSA SECURITIES LIMITED Rep Dealing in securities 2007-08-01 2008-03-28

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