Yau, Kin Ngai 邱建毅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-01 | Rep | Advising on securities | 2003-08-01 | Rep | Asset management | 2003-08-01 | Rep | Dealing in securities | 2007-11-22 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-07-17 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2020-03-11 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-11-28 | 2009-07-08 |
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