Yau, Andrew King Kwok 游經國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2012-09-11 | 2017-10-02 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2017-10-03 | 2020-09-17 |
| 3 | Newedge Broker Limited | Rep | Automated trading services | 2004-07-06 | 2005-01-14 |
| 4 | Newedge Broker Limited | Rep | Dealing in futures contracts | 2004-07-06 | 2005-01-14 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-02-01 | 2020-09-17 |
| 6 | Newedge Broker Limited | Rep | Dealing in securities | 2004-07-06 | 2005-01-14 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2005-02-01 | 2017-10-02 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-09-17 |
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