Yeung, Wan Hei 楊允熙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2015-07-08 | 2015-11-23 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2015-07-08 | 2015-11-23 |
| 3 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-01-11 | 2018-04-25 | Rep | Dealing in securities | 2017-01-11 | 2018-04-25 |
| 4 | Glory Sun Securities Limited | Rep | Dealing in securities | 2020-05-15 | Rep | Dealing in futures contracts | 2020-05-15 | 2022-09-20 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2010-03-09 | 2015-07-03 | Rep | Dealing in securities | 2015-12-09 | 2017-01-01 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-09 | 2015-07-03 | Rep | Dealing in futures contracts | 2015-12-09 | 2017-01-01 |
| 7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2010-03-09 | 2015-07-03 |
| 8 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2020-03-10 | 2020-05-05 |
| 9 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-03-10 | 2020-05-05 |
| 10 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-05-10 | 2020-02-12 |
| 11 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-05-10 | 2020-02-12 |
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