Yip, Kwok Ho 葉國豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2011-03-08 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 |
2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-04-19 | |
3 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-05-30 | 2017-10-02 |
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