Zee, Regent 徐立群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2004-06-01 | |
| 2 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-06-01 | |
| 3 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2004-06-01 | |
| 4 | KGI ASIA LIMITED | Rep | Advising on corporate finance | 2004-06-01 | |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2004-06-01 | |
| 6 | KGI ASIA LIMITED | Rep | Asset management | 2004-06-01 | |
| 7 | KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-06-01 | |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Asset management | 2004-06-01 | |
| 9 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-12-26 | |
| 10 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-12-26 |
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