Tan, Yew Boon 陳友文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-09-23 | 2016-05-31 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2004-06-21 | 2006-03-11 |
| 3 | JL Capital (Hong Kong) Pte Limited | RO | Asset management | 2006-10-26 | 2009-01-01 |
| 4 | Magpie Securities Limited (HK) | Rep | Advising on securities | 2021-12-08 | 2022-01-17 | Rep | Asset management | 2021-12-08 | 2022-01-17 | RO | Advising on securities | 2022-01-17 | 2022-08-31 | RO | Asset management | 2022-01-17 | 2022-08-31 |
| 5 | RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2004-06-21 | 2006-03-11 |
| 6 | RBS Asia Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-06-21 | 2005-02-04 |
| 7 | SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2016-11-01 | 2016-12-07 | RO | Asset management | 2016-12-07 | 2021-08-09 | RO | Advising on securities | 2018-05-02 | 2021-08-09 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-05 | Rep | Advising on securities | 2003-05-05 | Rep | Asset management | 2003-05-05 | Rep | Dealing in securities | 2004-05-04 | Rep | Dealing in futures contracts | 2003-05-28 | 2004-05-04 |
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