Yeh, Su-Chen 葉素甄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | RO | Advising on securities | 2013-11-27 | 2017-10-02 | RO | Dealing in securities | 2013-11-27 | 2017-10-02 | RO | Advising on securities | 2017-10-03 | RO | Dealing in securities | 2017-10-03 |
| 2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2007-06-27 | 2009-03-17 | RO | Advising on securities | 2009-03-17 | 2017-10-02 | RO | Dealing in securities | 2009-03-17 | 2017-10-02 |
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