Chou, Sheng-Yuan 周聖淵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-05-28 | |
2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-01-10 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-04-30 |
3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2007-01-16 | 2017-10-02 |
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