Ku, Ching Heung 古清香
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2013-11-13 | 2014-03-01 |
2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2008-05-30 | 2014-03-01 |
3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2014-03-11 | 2016-07-16 | Rep | Dealing in securities | 2014-03-11 | 2016-07-16 |
4 | Vontobel Wealth Management (Hong Kong) Limited | Rep | Advising on securities | 2016-08-08 | 2022-08-05 | Rep | Dealing in securities | 2016-08-08 | 2022-08-05 |
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