Li, Kwok Ming (SFC:AFU834) 李國明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-04-03 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-05-18 |
| 2 | MIB FINANCE (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-02 | Rep | Advising on securities | 2003-07-02 | Rep | Asset management | 2003-07-02 | Rep | Dealing in securities | 2003-07-02 |
| 3 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-07-02 | Rep | Advising on securities | 2003-07-02 | Rep | Asset management | 2003-07-02 | Rep | Dealing in securities | 2014-03-29 |
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