Tang, Nelson Tze Shan 鄧子山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KING FOOK COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2009-01-19 | 2013-07-26 |
| 2 | KING FOOK SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-28 | Rep | Advising on securities | 2003-08-28 | Rep | Asset management | 2003-08-28 | Rep | Dealing in securities | 2006-11-28 | RO | Dealing in securities | 2006-11-28 | 2013-07-26 |
| 3 | PO KAY SECURITIES & SHARES COMPANY LIMITED | Rep | Dealing in securities | 2013-07-31 |
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