Lou, Ming (1972) 劉明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Grand Moore Capital Limited | Rep | Advising on corporate finance | 2020-02-03 | 2020-02-07 | RO | Advising on corporate finance | 2020-02-07 | 2020-03-13 |
| 2 | Great Wall Pan Asia Corporate Finance Limited | RO | Advising on corporate finance | 2017-07-03 | 2020-01-13 |
| 3 | Huajin Corporate Finance (International) Limited | Rep | Advising on securities | 2004-07-09 | 2004-08-26 | RO | Advising on corporate finance | 2004-07-09 | 2004-08-26 |
| 4 | KINGSTON CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2010-06-30 | 2013-04-11 | Rep | Advising on corporate finance | 2015-03-30 | 2015-04-29 | RO | Advising on corporate finance | 2015-04-29 | 2017-01-03 |
| 5 | Luk Fook Capital (HK) Limited | Rep | Advising on corporate finance | 2020-03-16 | 2020-05-04 | RO | Advising on corporate finance | 2020-05-04 | 2022-12-01 | RO | Dealing in securities | 2020-08-06 | 2022-12-01 |
| 6 | PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2013-08-29 | 2015-03-01 |
| 7 | PLATINUM SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-01-04 | Rep | Advising on securities | 2004-01-04 | Rep | Asset management | 2004-01-04 |
| 8 | VC CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-08-26 | 2004-10-21 | Rep | Advising on securities | 2004-08-26 | 2004-10-21 | RO | Advising on securities | 2004-10-21 | 2005-03-29 | RO | Advising on corporate finance | 2004-10-21 | 2010-06-23 |
| 9 | WAG FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2004-07-09 | 2004-08-26 | RO | Advising on corporate finance | 2004-07-09 | 2004-08-26 |
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