Ng, Yee Wai 吳綺惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-07-20 | 2021-08-06 | RO | Advising on corporate finance | 2021-08-06 |
| 2 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | Rep | Dealing in securities | 2018-12-06 | 2021-05-31 | RO | Advising on corporate finance | 2018-12-06 | 2021-05-31 |
| 3 | Frontpage Capital Limited | Rep | Advising on corporate finance | 2016-08-30 | 2016-11-10 | Rep | Dealing in securities | 2016-11-10 | 2018-08-31 | RO | Advising on corporate finance | 2016-11-10 | 2018-08-31 |
| 4 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2012-09-07 | 2016-01-01 |
| 5 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2011-05-05 | 2012-09-03 | Rep | Advising on corporate finance | 2016-01-05 | 2016-08-20 |
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