Yip, Letitia Yuen Man 葉婉雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-04-07 | 2009-06-19 | Rep | Dealing in securities | 2005-05-10 | 2005-10-10 |
| 2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2005-12-20 | 2009-06-19 |
| 3 | CSpro (Hong Kong) Limited | RO | Dealing in securities | 2023-08-14 | 2024-07-31 |
| 4 | FRONTIER CAPITAL INVESTMENT LIMITED | Rep | Advising on corporate finance | 2017-03-01 | 2017-03-21 | Rep | Dealing in securities | 2017-03-01 | 2019-01-04 | RO | Advising on corporate finance | 2017-03-21 | 2021-01-14 | RO | Advising on securities | 2019-01-04 | 2021-01-14 | RO | Dealing in securities | 2019-01-04 | 2021-01-14 |
| 5 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2003-07-04 | 2005-03-11 | Rep | Advising on corporate finance | 2010-02-22 | 2016-07-12 | RO | Advising on corporate finance | 2016-07-12 | 2017-02-24 |
| 6 | Merdeka Corporate Finance Limited | Rep | Advising on corporate finance | 2021-03-11 | 2021-05-18 | RO | Advising on corporate finance | 2021-05-18 | 2022-03-31 |
| 7 | Merdeka Securities Limited | Rep | Dealing in securities | 2021-03-11 | 2021-05-18 | RO | Dealing in securities | 2021-05-18 | 2022-03-31 |
| 8 | Somerley Capital Limited | Rep | Advising on corporate finance | 2022-06-02 | 2022-09-15 | Rep | Dealing in securities | 2022-06-02 | 2022-09-15 | RO | Advising on corporate finance | 2022-09-15 | 2023-08-01 | RO | Dealing in securities | 2022-09-15 | 2023-08-01 |
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