Lui, Jammy 呂錦傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2008-09-05 | RO | Dealing in futures contracts | 2008-09-05 | 2008-11-28 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2008-07-04 | 2008-09-05 | RO | Dealing in securities | 2008-09-05 | 2008-11-28 |
| 3 | CVP Capital Limited (HK) | Rep | Dealing in securities | 2015-06-25 | 2015-07-21 | Rep | Advising on corporate finance | 2015-06-25 | 2016-03-03 | Rep | Advising on securities | 2015-06-25 | 2016-03-03 | RO | Dealing in securities | 2015-07-21 | 2016-03-03 |
| 4 | CVP Securities Limited | RO | Dealing in futures contracts | 2016-03-09 | 2018-10-09 | RO | Dealing in securities | 2016-03-09 | 2018-10-09 |
| 5 | KINGSTON FUTURES LIMITED | RO | Dealing in futures contracts | 2011-03-22 | 2015-01-02 |
| 6 | KINGSTON SECURITIES LIMITED | RO | Dealing in securities | 2011-03-22 | 2015-01-02 |
| 7 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2003-12-06 | 2006-07-15 | Rep | Dealing in securities | 2003-12-06 | 2008-04-02 | RO | Dealing in futures contracts | 2006-07-15 | 2008-04-02 |
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