Chow, Simon Chi Wing 鄒至榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-12-05 | 2018-06-19 |
2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-11-18 | 2016-11-22 |
3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-10-24 | 2016-11-22 |
4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-11-02 | 2006-01-06 |
5 | CNI Securities Group Limited | Rep | Dealing in securities | 2012-04-27 | 2014-10-14 |
6 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-08-24 | 2012-04-18 |
7 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-24 | 2012-04-18 |
8 | Lego Securities Limited | Rep | Dealing in securities | 2018-07-09 | 2023-01-09 |
9 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2014-11-12 | 2016-10-19 |
10 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2006-11-01 | 2009-01-09 |
11 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-10-04 | 2004-11-01 |
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