Liu, Winnie Wing Yan 廖詠茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSTON FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-29 | |
| 2 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2003-12-29 | |
| 3 | BERICH BROKERAGE LIMITED | Rep | Advising on corporate finance | 2003-12-03 | |
| 4 | BERICH BROKERAGE LIMITED | Rep | Advising on securities | 2003-12-03 | |
| 5 | BERICH BROKERAGE LIMITED | Rep | Asset management | 2003-12-03 | |
| 6 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Advising on futures contracts | 2003-12-03 | |
| 7 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Asset management | 2003-12-03 | |
| 8 | BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2003-12-04 | |
| 9 | BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-12-04 |
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