Ng, Vivian Mei Kuen 吳美娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Forwin Capital Management Limited | RO | Advising on securities | 2019-10-29 | 2024-05-31 | RO | Asset management | 2019-10-29 | 2024-05-31 |
| 2 | Forwin Futures Group Limited | Rep | Dealing in futures contracts | 2020-09-17 | 2023-12-04 |
| 3 | Forwin Securities Group Limited | RO | Dealing in securities | 2019-10-29 | 2024-05-31 |
| 4 | KINGSTON SECURITIES LIMITED | Rep | Automated trading services | 2003-07-04 | Rep | Advising on corporate finance | 2004-08-23 | Rep | Advising on securities | 2004-08-23 | Rep | Asset management | 2004-08-23 | Rep | Dealing in securities | 2017-12-23 |
| 5 | Mont Avenir Capital Limited | RO | Dealing in securities | 2024-08-13 | |
| 6 | SUNFUND FUND MANAGEMENT LIMITED | Rep | Asset management | 2018-04-13 | 2018-10-15 |
| 7 | SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2018-04-13 | 2018-11-26 | RO | Dealing in securities | 2018-04-13 | 2018-11-26 |
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