Su, Tao (SFC:AUN077) 蘇濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China PA Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2019-12-11 | Rep | Dealing in securities | 2019-12-11 |
| 2 | KINGSTON SECURITIES LIMITED | Rep | Dealing in securities | 2010-09-24 | 2012-02-09 |
| 3 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2012-02-23 | 2020-03-27 | Rep | Advising on securities | 2019-02-18 | 2020-03-27 |
| 4 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-21 | 2010-09-10 |
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