Yip, Chun Man (SFC:AWO866) 葉俊文

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CNI Securities Group Limited Rep Dealing in securities 2011-09-30 2013-08-03
2 Da Yue Futures Co., Limited Rep Advising on futures contracts 2024-01-24
Rep Dealing in futures contracts 2024-01-24
3 GREAT BAY SECURITIES LIMITED Rep Advising on securities 2018-10-19 2018-10-23
Rep Asset management 2018-10-19 2018-10-23
Rep Dealing in securities 2018-10-19 2018-10-23
RO Advising on securities 2018-10-23 2022-05-06
RO Asset management 2018-10-23 2022-05-06
RO Dealing in securities 2018-10-23 2022-05-06
4 KINGSTON SECURITIES LIMITED Rep Dealing in securities 2011-01-25 2011-09-16
5 LITTLE GIRL SECURITIES (INTERNATIONAL) LIMITED RO Advising on securities 2022-12-09
RO Asset management 2022-12-09
RO Dealing in securities 2022-12-09
6 MANGO FINANCIAL LIMITED Rep Dealing in securities 2014-10-14 2016-01-12
Rep Advising on corporate finance 2014-11-10 2015-02-16
Rep Advising on securities 2014-11-10 2015-02-16
Rep Asset management 2014-11-10 2015-02-16
Rep Advising on corporate finance 2016-01-12 2018-01-29
Rep Advising on securities 2016-01-12 2018-01-29
Rep Asset management 2016-01-12 2018-01-29
RO Dealing in securities 2016-01-12 2018-09-30
RO Advising on corporate finance 2018-01-29 2018-09-30
RO Advising on securities 2018-01-29 2018-09-30
RO Asset management 2018-01-29 2018-09-30
7 OCBC Futures Investment (Hong Kong) Limited Rep Dealing in futures contracts 2013-09-02 2014-10-01
8 OCBC Securities Brokerage (Hong Kong) Limited Rep Dealing in securities 2013-09-02 2014-10-01

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