Chu, Tat Hoi 朱達凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital 9 Limited | RO | Advising on corporate finance | 2020-07-16 | |
| 2 | CELESTIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2019-09-03 | 2020-02-29 | RO | Dealing in securities | 2019-09-03 | 2020-02-29 |
| 3 | CONVOY CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-02-11 | 2015-04-14 | RO | Advising on corporate finance | 2015-04-14 | 2018-03-02 | RO | Dealing in securities | 2015-09-15 | 2018-03-02 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2003-08-27 | Rep | Asset management | 2003-08-27 | Rep | Advising on corporate finance | 2003-09-05 | RO | Advising on corporate finance | 2003-09-05 | 2015-01-17 | RO | Dealing in securities | 2008-08-14 | 2015-01-17 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-09-05 | 2003-09-05 | Rep | Advising on corporate finance | 2006-03-03 | 2006-03-06 | Rep | Dealing in securities | 2006-03-03 | 2008-04-17 | RO | Advising on corporate finance | 2006-03-06 | 2011-06-30 | RO | Dealing in securities | 2008-04-17 | 2015-01-17 |
| 6 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2011-01-03 | 2011-09-30 |
| 7 | OnePlatform Securities Limited | Rep | Dealing in securities | 2016-02-01 | 2018-03-02 |
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