Yip, Sunny Kai Sun 葉啟燊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on corporate finance | 2007-05-16 | 2008-01-24 | Rep | Dealing in securities | 2007-05-16 | 2010-09-15 | RO | Advising on corporate finance | 2008-01-24 | 2010-09-15 |
| 2 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2019-01-24 | 2019-05-06 | RO | Advising on corporate finance | 2019-05-06 | Rep | Dealing in securities | 2021-01-13 |
| 3 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-13 | |
| 4 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-11-08 | 2010-12-01 | Rep | Dealing in securities | 2010-11-08 | 2010-12-01 |
| 5 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-04-29 | 2016-07-26 | Rep | Dealing in securities | 2016-04-29 | 2016-07-26 | RO | Advising on corporate finance | 2016-07-26 | 2018-12-31 | RO | Dealing in securities | 2016-07-26 | 2018-12-31 |
| 6 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-10-27 | 2011-12-09 | Rep | Dealing in securities | 2011-10-27 | 2012-08-22 | RO | Advising on corporate finance | 2011-12-09 | 2012-08-22 |
| 7 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2013-07-11 | 2013-10-25 | RO | Advising on corporate finance | 2013-10-25 | 2016-04-14 |
| 8 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-17 | 2016-04-14 |
| 9 | Everbright Securities Global (HK) Limited | Rep | Advising on securities | 2004-01-27 | Rep | Asset management | 2004-01-27 | Rep | Advising on corporate finance | 2007-05-01 | Rep | Dealing in securities | 2005-02-03 | 2007-05-01 |
| 10 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-12-20 | 2011-03-29 | Rep | Dealing in securities | 2010-12-20 | 2011-10-21 | RO | Advising on corporate finance | 2011-03-29 | 2011-10-21 |
| 11 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2010-12-20 | 2011-06-30 | Rep | Dealing in securities | 2010-12-20 | 2011-10-21 |
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