Chan, Man Yee (SFC:AFG784) 陳敏儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Capital 9 Limited | Rep | Advising on corporate finance | 2020-09-07 | 2020-11-12 | RO | Advising on corporate finance | 2020-11-12 |
| 2 | CELESTIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-05-04 | 2018-06-20 | RO | Advising on corporate finance | 2018-06-20 | 2020-08-27 | Rep | Dealing in securities | 2018-11-06 | 2020-08-27 |
| 3 | CONVOY CAPITAL HONG KONG LIMITED | Rep | Advising on corporate finance | 2015-11-03 | 2015-12-21 | RO | Advising on corporate finance | 2015-12-21 | 2018-03-02 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on securities | 2004-01-06 | Rep | Asset management | 2004-01-06 | Rep | Advising on corporate finance | 2012-11-16 | RO | Advising on corporate finance | 2012-11-16 | 2015-10-15 | Rep | Dealing in securities | 2014-07-10 | 2015-10-15 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2004-03-12 | 2011-06-30 | Rep | Dealing in securities | 2014-07-10 | 2015-10-15 |
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