Chow, Hung Yan 周雄恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-11-19 | 2022-05-16 | Rep | Dealing in securities | 2022-04-27 | 2023-09-12 | RO | Advising on corporate finance | 2022-05-16 | 2023-09-12 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-06-21 | 2011-07-28 |
| 3 | Joy Silver Limited | Rep | Advising on corporate finance | 2008-04-30 | 2010-03-12 |
| 4 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-25 | 2011-10-06 | RO | Advising on corporate finance | 2011-10-06 | 2021-10-31 |
| 5 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-08-25 | 2021-10-31 |
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