Seto, Ka Leung 司徒嘉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-02-16 | 2017-08-25 | Rep | Advising on securities | 2015-02-16 | 2017-08-25 | Rep | Dealing in securities | 2015-02-16 | 2017-08-25 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2025-04-15 | Rep | Advising on corporate finance | 2025-04-15 | 2025-06-09 | RO | Advising on corporate finance | 2025-06-09 |
| 3 | China Securities (International) Corporate Finance Company Limited | Rep | Advising on corporate finance | 2014-10-21 | 2015-01-24 | Rep | Dealing in securities | 2014-10-21 | 2015-01-24 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2022-05-12 | 2022-08-04 | Rep | Dealing in securities | 2022-05-12 | 2023-10-13 | RO | Advising on corporate finance | 2022-08-04 | 2023-10-13 |
| 5 | CMB International Capital Limited | Rep | Advising on corporate finance | 2017-09-12 | 2018-08-29 | Rep | Dealing in securities | 2017-09-12 | 2022-04-26 | RO | Advising on corporate finance | 2018-08-29 | 2022-04-26 |
| 6 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-03-25 | 2014-10-10 | Rep | Dealing in securities | 2011-03-25 | 2014-10-10 |
| 7 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-03-25 | 2014-10-10 |
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