Tang, Chi Hong 鄧志康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTL ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2015-08-28 | 2021-06-30 | RO | Asset management | 2015-08-28 | 2021-06-30 | RO | Dealing in securities | 2015-08-28 | 2021-06-30 | RO | Advising on futures contracts | 2016-12-12 | 2021-06-30 | RO | Dealing in futures contracts | 2016-12-12 | 2021-06-30 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Dealing in securities | 2005-08-16 | 2006-09-01 |
| 3 | JS SECURITIES LIMITED (HK) | RO | Dealing in securities | 2004-08-12 | 2006-01-25 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-06-20 | Rep | Advising on securities | 2003-06-20 | Rep | Asset management | 2003-06-20 | Rep | Automated trading services | 2003-06-20 | Rep | Dealing in securities | 2003-06-23 | RO | Dealing in securities | 2003-06-23 | 2006-09-01 | Rep | Dealing in futures contracts | 2011-06-07 | 2011-06-17 | Rep | Dealing in securities | 2011-06-07 | 2011-06-17 | RO | Dealing in futures contracts | 2011-06-17 | 2013-05-03 | RO | Dealing in securities | 2011-06-17 | 2013-05-03 | RO | Advising on securities | 2011-10-04 | 2013-05-03 | RO | Asset management | 2011-10-04 | 2013-05-03 |
| 5 | KINGSWAY SW ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-10-04 | 2013-05-03 |
| 6 | MFG Limited (HK) | RO | Asset management | 2008-06-30 | 2011-04-08 | RO | Advising on securities | 2008-07-15 | 2011-04-08 | RO | Dealing in securities | 2008-07-15 | 2011-04-08 | RO | Advising on futures contracts | 2010-05-24 | 2011-05-21 | RO | Dealing in futures contracts | 2010-05-24 | 2011-05-21 |
| 7 | PWH Capital Limited | RO | Advising on securities | 2024-04-15 | RO | Asset management | 2024-04-15 |
| 8 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-06-17 | 2013-07-16 | Rep | Asset management | 2013-06-17 | 2013-07-16 | Rep | Dealing in securities | 2013-06-17 | 2013-07-16 | RO | Advising on securities | 2013-07-16 | 2015-02-11 | RO | Asset management | 2013-07-16 | 2015-02-11 | RO | Dealing in securities | 2013-07-16 | 2015-02-11 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-06-17 | 2013-07-16 | RO | Dealing in futures contracts | 2013-07-16 | 2015-02-11 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2013-06-17 | 2013-07-16 | Rep | Dealing in securities | 2013-06-17 | 2013-07-16 | RO | Advising on securities | 2013-07-16 | 2015-02-11 | RO | Dealing in securities | 2013-07-16 | 2015-02-11 |
| 11 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | RO | Dealing in futures contracts | 2007-05-18 | 2008-04-30 |
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