Lai, Wing Yi 黎詠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | 3V Capital Limited | Rep | Dealing in securities | 2006-06-14 | 2006-10-12 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-10-23 | 2004-01-05 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-01-12 | 2006-06-01 | Rep | Dealing in securities | 2006-11-07 | 2015-05-31 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-11-26 | 2017-03-31 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Dealing in securities | 2003-05-30 |
| 6 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 | Rep | Dealing in securities | 2003-05-30 |
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