Lam, Tony Heung Ho 林香豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in futures contracts | 2007-11-05 | 2015-11-30 | Rep | Dealing in securities | 2007-11-05 | 2015-11-30 | Rep | Asset management | 2011-10-10 | 2015-11-30 | Rep | Asset management | 2016-03-10 | Rep | Dealing in futures contracts | 2016-03-10 | Rep | Dealing in securities | 2016-03-10 |
| 2 | MAINHOPE INVESTMENT LIMITED | RO | Advising on securities | 2005-02-24 | RO | Asset management | 2005-02-24 | RO | Advising on corporate finance | 2007-11-03 |
| 3 | YF ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2015-12-22 | 2016-01-08 | Rep | Advising on securities | 2015-12-22 | 2016-01-08 | Rep | Asset management | 2015-12-22 | 2016-01-08 |
| 4 | YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-12-22 | 2016-01-08 |
| 5 | YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-12-22 | 2016-01-08 |
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