Lau, Ka Yeung (SFC:AUG571) 劉嘉陽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allard Partners Limited | Rep | Advising on securities | 2021-06-09 | 2021-08-31 | Rep | Asset management | 2021-07-08 | 2021-08-31 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2014-05-08 | 2021-05-07 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2009-12-23 | 2014-04-30 |
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