Woo, Tracy Ka Ling 吳家寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2008-05-29 | 2008-09-02 |
| 2 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2004-12-09 | 2004-12-09 | Rep | Advising on securities | 2004-12-09 | 2005-09-12 | Rep | Dealing in securities | 2008-10-13 | 2012-03-29 | Rep | Dealing in futures contracts | 2009-06-15 | 2012-03-29 |
| 3 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2004-07-03 | 2004-11-12 | Rep | Dealing in securities | 2005-10-17 | 2008-05-01 |
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