Cheung, Wing Lam (SFC:AGA955) 張永林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2008-10-10 | 2011-07-13 | Rep | Advising on securities | 2009-11-24 | 2011-07-13 |
| 2 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-07-21 | 2006-02-01 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2006-02-01 | 2006-11-03 | RO | Advising on securities | 2006-11-03 | 2007-01-01 |
| 4 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-04-05 | Rep | Advising on securities | 2003-04-05 | Rep | Asset management | 2003-04-05 | Rep | Automated trading services | 2003-04-05 | Rep | Dealing in securities | 2003-04-05 | Rep | Asset management | 2011-10-03 |
| 5 | KINGSWAY SW ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-07-18 | |
| 6 | Lion Global Financial Limited | Rep | Advising on securities | 2007-01-31 | 2008-04-01 | Rep | Asset management | 2007-01-31 | 2008-04-01 |
| 7 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2008-04-15 | 2008-09-21 | Rep | Asset management | 2008-04-15 | 2008-09-21 |
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