Huang, Cliff Stevens 黃子明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEBTTRADERS, LIMITED | Rep | Advising on corporate finance | 2003-12-27 | Rep | Advising on securities | 2003-12-27 | Rep | Asset management | 2003-12-27 | Rep | Dealing in securities | 2003-12-27 | Rep | Dealing in securities | 2004-03-08 | 2004-09-16 |
| 2 | Knight Capital Asia Limited | RO | Advising on securities | 2009-07-22 | 2011-08-12 | RO | Dealing in securities | 2009-07-22 | 2013-04-05 |
| 3 | Knight Libertas (Asia) Limited | RO | Advising on securities | 2008-01-23 | 2010-01-14 | RO | Dealing in securities | 2008-01-23 | 2010-01-14 |
| 4 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2013-05-30 | 2013-08-12 | Rep | Dealing in securities | 2013-05-30 | 2013-08-12 | RO | Advising on securities | 2013-08-12 | RO | Dealing in securities | 2013-08-12 |
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