O, Adrian Wai Ping 柯衛平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-06-25 | 2009-06-18 | Rep | Dealing in securities | 2008-06-25 | 2009-06-18 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2005-10-28 | 2007-12-31 | Rep | Automated trading services | 2005-10-28 | 2007-12-31 | Rep | Dealing in securities | 2005-10-28 | 2007-12-31 |
| 3 | KOREA INVESTMENT & SECURITIES ASIA LIMITED | Rep | Advising on securities | 2009-06-25 | 2009-11-16 | Rep | Dealing in securities | 2009-06-25 | 2009-11-16 | RO | Advising on securities | 2009-11-16 | 2013-04-01 | RO | Dealing in securities | 2009-11-16 | 2013-04-01 |
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