Ng, Frederick Chee Hung 吳棋鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2007-10-18 | 2017-11-17 |
| 2 | KVB Capital Markets Limited | RO | Leveraged foreign exchange trading | 2018-05-04 | 2018-10-12 |
| 3 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2009-11-12 | 2018-10-12 | RO | Asset management | 2009-11-12 | 2018-10-12 |
| 4 | KVB Kunlun Securities (HK) Limited | RO | Dealing in securities | 2010-07-08 | 2018-10-12 |
| 5 | Lion Global Financial Limited | Rep | Advising on securities | 2018-11-06 | 2019-01-04 | Rep | Asset management | 2018-11-06 | 2019-01-04 | Rep | Dealing in securities | 2018-11-06 | 2019-01-04 | RO | Advising on securities | 2019-01-04 | 2022-06-30 | RO | Asset management | 2019-01-04 | 2022-06-30 | RO | Dealing in securities | 2019-01-04 | 2022-06-30 |
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