Tai, Kwong Wah 戴光華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2010-11-24 | 2013-03-01 |
| 2 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-19 | 2013-05-14 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-04-19 | 2013-05-14 | Rep | Leveraged foreign exchange trading | 2013-04-19 | 2013-05-14 |
| 4 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-08-08 | 2013-03-01 | Rep | Asset management | 2011-08-08 | 2013-03-01 |
| 5 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2010-08-04 | 2013-03-01 |
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-04-02 | 2010-07-10 |
| 7 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-02 | 2010-07-10 |
| 8 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2008-04-21 | 2009-03-16 |
| 9 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2008-04-21 | 2009-03-16 |
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