Tong, Chun Kit 唐俊傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | New Harvest Wealth Securities Company Limited | RO | Dealing in securities | 2020-10-05 | |
| 2 | New Harvest Wealth Securities Company Limited | RO | Advising on securities | 2021-01-11 | |
| 3 | New Harvest Wealth Securities Company Limited | RO | Asset management | 2021-11-22 | |
| 4 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2003-09-09 | 2005-08-02 |
| 5 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2008-07-14 | 2012-01-30 |
| 6 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-10-13 | 2012-04-26 |
| 7 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-07-29 | 2012-04-26 |
| 8 | KVB Kunlun Securities (HK) Limited | RO | Dealing in securities | 2012-01-30 | 2012-04-26 |
| 9 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-08 | 2012-05-09 |
| 10 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2012-05-09 | 2016-10-14 |
| 11 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2016-12-14 | 2020-08-07 |
| 12 | BETA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-12-19 | 2020-08-07 |
| 13 | New Harvest Wealth Securities Company Limited | Rep | Dealing in securities | 2020-09-09 | 2020-10-05 |
| 14 | New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2020-10-05 | 2021-01-11 |
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