Yang, Wenhuan 楊文桓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA Premium International (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-01-04 | 2016-06-30 |
| 2 | KVB Capital Markets Limited | RO | Leveraged foreign exchange trading | 2016-12-21 | 2020-09-14 |
| 3 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-06-08 | 2015-02-05 | Rep | Asset management | 2011-06-08 | 2016-07-26 | RO | Advising on securities | 2015-02-05 | 2020-12-14 | RO | Asset management | 2016-07-26 | 2020-12-14 | RO | Advising on futures contracts | 2020-12-15 | 2022-07-15 | RO | Dealing in futures contracts | 2020-12-15 | 2022-07-15 | RO | Advising on securities | 2020-12-15 | 2023-06-19 | RO | Asset management | 2020-12-15 | 2023-06-19 | RO | Dealing in securities | 2020-12-15 | 2023-06-19 |
| 4 | KVB Kunlun Securities (HK) Limited | Rep | Dealing in securities | 2011-07-29 | 2015-02-05 | RO | Dealing in securities | 2015-02-05 | 2020-12-14 | RO | Advising on futures contracts | 2019-10-17 | 2020-12-14 | RO | Dealing in futures contracts | 2019-10-17 | 2020-12-14 |
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