Lim, Keng Hian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | La Roche & Co Asia Limited | Rep | Advising on securities | 2011-02-16 | 2011-07-27 | Rep | Dealing in securities | 2011-02-16 | 2011-07-27 | RO | Advising on securities | 2011-07-27 | 2011-09-30 | RO | Dealing in securities | 2011-07-27 | 2011-09-30 |
| 2 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2017-07-12 |
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