Wong, Tak Shun 黃德順
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2011-01-26 | 2011-04-20 |
| 2 | M&F Asset Management Limited | Rep | Dealing in securities | 2013-11-19 | 2014-03-21 |
| 3 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-11-19 | 2014-03-21 |
| 4 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2003-11-06 | 2009-11-17 |
| 5 | Planetree Securities Limited | Rep | Dealing in securities | 2007-11-20 | 2009-11-17 |
| 6 | PRUDENTIAL BROKERAGE LIMITED | RO | Dealing in securities | 2012-02-13 | 2013-03-01 | Rep | Dealing in securities | 2013-03-01 | 2013-07-17 |
| 7 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | RO | Dealing in futures contracts | 2012-02-13 | 2013-03-01 | Rep | Dealing in futures contracts | 2013-03-01 | 2013-07-17 |
| 8 | Ruisen Port Securities Limited | Rep | Dealing in futures contracts | 2011-04-26 | 2011-05-18 | Rep | Dealing in securities | 2011-04-26 | 2011-09-08 | RO | Dealing in futures contracts | 2011-05-18 | 2012-01-04 | RO | Dealing in securities | 2011-09-08 | 2012-01-04 |
| 9 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-01 | 2011-01-26 |
| 10 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2003-09-23 | Rep | Asset management | 2003-09-23 | Rep | Automated trading services | 2003-09-23 | Rep | Dealing in futures contracts | 2003-09-24 | Rep | Dealing in futures contracts | 2009-12-01 | 2011-04-20 |
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